Machiavelli on Ingratitude

Machiavelli on Ingratitude March 20, 2006

From Book 1 of the Discourses on Livy:

FOR WHAT REASONS THE ROMANS WERE LESS UNGRATEFUL TO THEIR CITIZENS THAN THE ATHENIANS

Whoever reads of the things done by Republics will find in all of them some species of ingratitude against their citizens, but he will find less in Rome than in Athens, and perhaps in any other Republic. And in seeking the reasons for this, speaking of Rome and Athens, I believe it was because the Romans had less reason to suspect their citizens than did the Athenians. For in Rome ((discussing the time from the expulsion of the Kings up to Sulla and Marius)) liberty was never taken away from any of its citizens, so that in that (City) there was no great reason to be suspicious of them, and consequently (no cause) to offend them inconsiderately. The very contrary happened in Athens, for her liberty having been taken away by Pisistratus in her most florid time and under the deception of goodness, so soon then as she became free, remembering the injuries received and her past servitude, she became a harsh avenger not only of the errors of her citizens, but even the shadow of them. From which resulted the exile and death of so many excellent men: From this came the practice of ostracism and every other violence which that City at various times took up against her Nobility.


And it is very true what these writers say of that Civil Society, that when they have recovered their liberty, they sting their people more severely than when they have preserved it. Whoever would consider, therefore, what has been said, will not blame Athens for this, nor praise Rome, but he will blame only the necessity resulting from the difference of events which occurred in those Cities. For whoever will consider things carefully, will see that if Rome had had her liberty taken away as it was in Athens, Rome would not have been any more merciful toward her citizens than was the latter. From which a very real conjecture can be made of that which occurred after the expulsion of the Kings against Collatinus and Publius Valerius, of whom the first ((although he was found in liberating Rome)) was sent into exile for no other reason than for having the name of the Tarquins, and the other having only given suspicion by building a house on Mount Celius, was also made to be an exile. So that it can be judged ((seeing how severe Rome was in these two suspicions)) that she would have been ungrateful as Athens was, if she had been offended by her citizens as she was in her early times and before her expansion. And so as not to have to return again to this matter of ingratitude, I shall say that which will occur in the following chapter.

CHAPTER XXIX
WHICH IS MORE UNGRATEFUL, A PEOPLE OR A PRINCE
It appears to me apropos of the above written matter to discuss with example who practiced this ingratitude more, a People or a Prince. And to discuss this part further, I say that this vice of ingratitude arises either from avarice or from suspicion: For when a People or a Prince has sent out one of its Captains on an important expedition, where that Captain ((having won)) has acquired great glory, that People or that Prince is bound in turn to reward him: and if in place of a reward they, moved by avarice, either dishonor or offend him, not wanting ((held back by this cupidity)) to take the trouble, they make an error that has no excuse, but will leave behind for them an eternal infamy. Yet many Princes are found who err in this way. And Cornelius Tacitus tells the reason in this sentence; An injury is more apt to be repaid than a benefit, where gratitude is onerous and exultation is had in revenge. But when they do not reward one; or ((to say it better)) they offend one, moved not by avarice, but by suspicion, then both the People and Prince merit some excuse. And much is read of this ingratitude shown for such reasons, for that Captain who by his virtu has conquered an Empire for his Lord, overcoming the enemy and filling himself with glory and his soldiers with riches, of necessity acquires so much reputation with his soldiers, with his enemies, and with the Prince’s very own subjects, that that victory can be distasteful to that Lord who had sent him. And because the nature of men is ambitious and suspicious, and puts no limits on the fortune of anyone, it is not impossible that the suspicion which is suddenly aroused in the Prince after the victory of his captain, may not by itself have been increased by some of his actions or expressions made insolently. So that the Prince cannot think otherwise than to secure himself: and to do this thinks of either having him die or taking away from him that reputation which he gained among his army and the people, and with all industry show that the victory was not due to the virtu of that (Captain), but by chance and cowardice of the enemy, or by the wisdom of other Captains who had been with him in that action.

After Vespasian, while in Judea, was declared Emperor by his army, Antonius Primus, who was to be found with another army in Illyria, took his side, and came into Italy against Vitellius who reigned in Rome, and with the greatest virtu routed two armies of Vitellius and occupied Rome, so that through the virtu of Antonius, Mutianus, who had been sent by Vespasian, found everything achieved and all difficulties overcome. The reward which Antonius received was that Mutianus took away from him the command of the army, and little by little reduced his authority in Rome to nothing: so that Antonius went to find Vespasian who was yet in Asia, by whom he was received in such a fashion, that in a brief time, having been reduced to no rank, died almost in despair. And histories are full of such examples.

In our own times anyone now living knows with what industry and virtu Gonsalvo Ferrante, fighting in the Kingdom of Naples for Ferrando King of Aragon against the French, had conquered and won that Kingdom, and was rewarded for his victory by Ferrando, who departed from Aragon and came to Naples, where he first took away from him the command of the armed forces, then took away from him the fortresses, and then took him with him to Spain, where in a short time he died unhonored.

And this suspicion, therefore, is so natural in Princes that they cannot defend themselves against them, and it is impossible for them to show gratitude toward those who, by victory under their ensigns, have made great conquest. And if a Prince cannot defend himself from them, is it not a miracle or something worthy of greater consideration, that a people does not also defend itself; for a City which exists free has two objectives, one conquering, the other maintaining itself free, and it happens that because of excessive love for both of these it makes errors. As to the errors made in conquering, they will be spoken of in their proper place. As to the errors made in maintaining itself free, among others they are those of offending those Citizens whom it ought to reward, and of having suspicion of those in whom it ought to have confidence. And although these things in a Republic already corrupted cause great evils, and which many times rather leads to tyranny, as happened in Rome under Caesar who took by force that which ingratitude denied him, none the less in a Republic not yet corrupted they are the cause of great good, and make for a longer free existence, maintaining itself because the fear of punishment makes men better and less ambitious.

It is true that among all the people who ever had an Empire for reasons discussed above, Rome was the least ungrateful, for it can be said there is no other example of her ingratitude than that of Scipio; for Coriolanus and Camillus were both made exiles because of the injuries that the one and the other had inflicted on the Plebs: But he one was never pardoned for having always preserved a hostile spirit against the People: the other was not only recalled (from exile), but for the rest of his life was adored as a Prince. But the ingratitude shown to Scipio ar
ose from a suspicion that the Citizens begun to have of him that was never had of others, which (suspicion) arose from the greatness of the enemy that Scipio conquered, from the reputation which that victory in such a long and perilous war had given him, from the rapidity of it, from the favor which his youth, his prudence, and his other memorable virtues had acquired for him. These were so many, that for no other reason, the Magistrates of Rome feared his authority, which displeased intelligent men as something unheard of in Rome. And his manner of living appeared so extraordinary that Cato the elder, reputed a saint, was the first to go against him, and to say that a City could not be called free where there was a Citizen who was feared by the Magistrates. So that if the people of Rome in this case followed the opinion of Cato, they merit the excuse that I said above was merited by those People and those Princes who, because of suspicion, are ungrateful. Concluding this discourse, therefore, I say that using this vice of ingratitude for either avarice or suspicion, it will be seen that the People never use it from avarice, and from suspicion much less than do Princes, having less reason for suspicion, as will be told below.

CHAPTER XXX
WHAT MEANS A PRINCE OR A REPUBLIC OUGHT TO USE TO AVOID THIS VICE OF INGRATITUDE, AND WHAT THAT CAPTAIN OR THAT CITIZEN OUGHT TO DO SO AS NOT TO BE TOUCHED BY IT
A Prince, to avoid the necessity of having to live with suspicion or to be ungrateful, ought to go on his expeditions in person, as those Roman Emperors did in the beginning, as does the Turk in our times, and as those of virtu have done and still do. For winning, the glory and the conquests are all theirs: and when they do not ((the glory belonging to others)) it does not appear to them to be able to use that conquest unless they extinguish that glory in others which they have not known how to gain for themselves, and to become ungrateful and unjust is without doubt more to their loss than to their gain. But when either through negligence or little prudence they remain idle at home and send a Captain, I have no precept to give them, then, other than that which they know by themselves. But I will say to that Captain, judging that he will not be able to escape the stings of ingratitude, that he must do one of two things: either immediately after the victory he must leave the army and place himself in the hands of the Prince, guarding himself from any insolent and ambitious act, so that he (the Prince) despoiled of every suspicion has reason either to reward him or not to offend him, or if he does not please to do this, to take boldly the contrary side, and take all those means through which he believed that that conquest is his very own and not of his Prince, obtaining for himself the good will of his soldiers and of the subjects, and must make new friendships with his neighbors, occupy the fortresses with his men, corrupt the Princes (Leaders) of his army, and assure himself of those he cannot corrupt, and by these means seek to punish his Lord for that ingratitude that he showed toward him. There are no other ways: but ((as was said above)) men do not know how to be all bad, or all good. And it always happens that immediately after a victory, he (a Captain) does not want to leave his army, is not able to conduct himself modestly, does not know how to use forceful ends (and) which have in themselves something honorable. So that being undecided, between the delays and indecision, he is destroyed.

As to a Republic wishing to avoid this vice of ingratitude, the same remedy cannot be given as that of a Prince; that is, that it cannot go and not send others on its expeditions, being necessitated to send one of its Citizens. It happens, therefore, that as a remedy, I would tell them to keep to the same means that the Roman Republic used in being less ungrateful than others: which resulted from the methods of its government, for as all the City, both the Nobles and Ignobles (Plebeians) devoted themselves to war, there always sprung up in Rome in every age so many men of virtu and adorned with various victories, that the People did not have cause for being apprehensive of any of them, there being so many and one guarding another. And thus they maintained themselves wholesome and careful not to show any shadow of ambition, nor give reason to the People to harm them as ambitious men; and if they came to the Dictatorship, that greater glory derived rather from their laying it down. And thus, not being able by such methods to generate suspicion, they did not generate ingratitude. So that a Republic that does not want to have cause to be ungrateful ought to govern as Rome did, and a Citizen who wants to avoid its sting ought to observe the limits observed the limits observed by the Roman Citizens.

CHAPTER XXXI
THAT ROMAN CAPTAINS WERE NEVER EXTRAORDINARILY PUNISHED FOR ERRORS COMMITTED; NOR WERE THEY YET PUNISHED WHEN, BY THEIR IGNORANCE OR BAD PROCEEDINGS UNDERTAKEN BY THEM, HARM ENSUED TO THE REPUBLIC
The Romans were ((as we discussed above)) not only less ungrateful than other Republics, but were even more merciful and considerate in punishing their Captains of the armies than any other. For if their error had been from malice, they castigated them humanely: if it was through ignorance, they did not punish them but rewarded and honored them. This manner of proceeding was well considered by them, for they judged that it was of great importance to those who commanded their armies to have their minds free and prompt and without any outside regard as to how they took up their duties, that they did not want to add anything, which in itself was difficult and dangerous, believing that if these were added no one would be able to operate with virtu. For instance, they sent an army into Greece against Philip of Macedonia, and into Italy against those people who first overcame them. This Captain who was placed in charge of such an expedition would be deeply concerned of all the cares that go on behind those activities, which are grave and very important. Now, if to such cares should be added the many examples of the Romans who had been crucified or otherwise put to death for having lost the engagement, it would be impossible for that Captain, among such suspicions, to be able to proceed vigorously. Judging, therefore, that the ignominy of having lost would be a great punishment for such a one, they did not want to frighten him with other greater penalties.

As to errors committed through ignorance, here is an example. Sergius and Virginius were besieging Veii, each in charge of part of the army, of which Sergius was on the side whence the Tuscans could come, and Virginius on the other side. It happened that Sergius being assaulted by the Faliscans among other people, preferred being routed and put to flight before sending to Virginius for help: And on the other hand, Virginius waiting for him (Sergius) to be humiliated, would rather see the dishonor of his country and the ruin of the army, than to succor him. A truly bad case, and worthy to be noted, and of creating a poor conjecture of the Roman Republic, if both of them had not been castigated. It is true that where another Republic would have punished them with a capital penalty, it (Rome) punished them with a monetary fine. Which was done, not because their errors merited greater punishment, but because the Romans wanted in this case, for the reasons already mentioned, to maintain their ancient customs.

As to errors (committed) through ignorance, there is no more striking example than that of Varro, through whose temerity the Romans were routed at Cannae by Hannibal, where that Republic was brought in danger of its liberty, none the less because it was ignorance and not malice, they not only did not castigate him, but honored him, and on his return to Rome, the whole Senatorial order went to meet him, (and) not being able to thank him for the battle, they thanked him for returning to Rome and for not having despaired of Roman affairs.

When Papirus Cursor wanted to have Fabius put to death for having, against his command, combatted with the Samnites, among the other reasons which were assigned by the father of Fabius against the obstinacy of the Dictator was this, that in any defeat of its Captains, the Roman People never did that which Papirus in victory wanted to do.

CHAPTER XXXII
A REPUBLIC OR A PRINCE OUGHT NOT TO DEFER BENEFITING MEN IN THEIR NECESSITY
Although the Romans succeeded happily in being liberal to people, yet when danger came upon them from Porsenna coming to assault Rome in order to restore thy Tarquins, the Senate apprehensive of the plebs who might want to accept the Kings than to sustain a war, in order to assure themselves (of the plebs), relieved them of the salt gabelle and all other taxes, saying that the poor did much for the public benefit if they reared their children, and that because of this benefice that people should submit itself to endure siege, famine, and war: let no one who trusts in this example defer in gaming the people over to himself until the time of danger, for it will not succeed for him as it succeeded for the Romans; for the people in general will judge not to have gotten that benefit from you, but from your adversaries, and becoming afraid that once the necessity is past, you would take back from them that which by force you gave them, they will have no obligation to you. And the reason why this proceeding turned out well for the Romans was because the State was new, and not yet firm, and that the people had seen that other laws had been made before for their benefit, such as that of the appeal to the Plebs: so that they could persuade themselves that that good which was done, was not caused so much by the coming of the enemy as much as the disposition of the Senate to benefit them: In addition to this the memory of the Kings, by whom they had been ill-used and injured in many ways, was fresh. And as similar occasions rarely occur, so it rarely occurs that similar remedies do good. Therefore Republics as well as Princes ought to think ahead what adversities may befall them, and of which men in adverse times they may have need of, and then act toward them as they might judge necessary ((supposing some case)) to live. And he who governs himself otherwise, whether Prince or Republic, and especially a Prince, and then on this fact believes that if danger comes upon him, he may regain the people for himself by benefits, deceives himself, because he not only does not assure himself, but accelerates his ruin.


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